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Supervision and Surveillance Officer: Prudential - Securities and Exchange Commission of Zimbabwe (SECZ)

Location: Harare
Hiring Organisation: Securities and Exchange Commission of Zimbabwe (SECZ)
Alert: Application Deadline Expired

Job Description

The Securities and Exchange Commission of Zimbabwe is inviting applications from suitably qualified and experienced persons to fill in the above-mentioned position.

Duties and Responsibilities

  • Draft Prudential Risk-Based Supervision Policies and Manuals for Securities Market Intermediaries and Collective Investment Schemes in line with market trends.
  • Carry out market supervision activities, including all inspection programs aimed at securing compliance with regulatory requirements by all Securities Market Intermediaries and Collective Investment Schemes.
  • Draft prudential inspection reports and recommend enforcement action.
  • Measure licensees’ risk and internal control systems (including capital adequacy) and effectively manage risk policies and strategies.
  • Assess licensees’ risk policies and procedures in terms of their adequacy and alignment to the SECZ and market standards.
  • Draft regulatory frameworks relating to Market Conduct, Prudential Supervision, Surveillance and Risk.
  • Design training material and conduct training of all SMIs on prudential supervision, surveillance and risk matters and proposed regulations.
  • Conduct investigations of all market abuse cases and investor complaints.

Qualifications and Experience

  • First Degree in Commerce Related Degree
  • Equivalent Professional qualification – ACCA, CIMA, CFA
  • 2 Years post-graduation experience in regulation of financial services or capital markets.

How to Apply

Application letters, C.V’s and certified copies of academic certificates to be e-mailed to: recruitment@seczim.co.zw.

Only shortlisted candidates will be responded to. Indicate position being applied for on the email subject.

Deadline: 28 December 2022 

Alert: Application Deadline Expired

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